Compliance & Disclosure Management

Keep every disclosure on time and every compliance record audit-ready, without chasing deadlines by hand.

183 hrs
Time saved/month
8
Companies have mapped
Map This Automation

About This Automation

Compliance and disclosure management involves manually verifying borrower identity, running AML/KYC screening, generating disclosure documents, and collecting signed confirmations. Manual handling creates delays, incomplete audit trails, and regulatory risk.

Automation retrieves borrower data from the CRM, runs identity and screening checks automatically, generates compliant disclosure PDFs, and tracks signatures with full timestamps. The result is same-day disclosures, complete audit records, and reduced compliance staff workload.

Key features
Automatically retrieve borrower and loan details from your CRM to populate disclosure documents
Run AML and KYC screening checks against regulatory databases without manual data entry
Generate compliant disclosure PDFs with correct borrower information and required language
Send disclosures via secure channels and track delivery and signature status in real time
Maintain a complete audit trail with timestamps for every disclosure and signature event
Flag exceptions and regulatory violations for immediate compliance officer review

How The Automation Works

The full workflow, from trigger to completion.

1. New Application Submittedtrigger

Workflow triggers when a new application record is created or an email arrives with borrower details. Application data is extracted and passed to the compliance.

2. Compliance Screening

Retrieves borrower identity and AML/KYC data from integrated verification services, cross-checks against regulatory databases, and flags any exceptions. Results are logged.

3. ID/AML Clear?

If verification passes, proceed to disclosure generation. If any flag or exception is raised, route to manual review.

4. Disclosure Generation

Pulls borrower and loan details, populates disclosure template with correct data, and generates a compliant PDF ready for signature.

5. Send

Disclosure PDF is sent to borrower for electronic signature. Borrower receives secure link and signs.

6. Log Delivery

Webhook confirms delivery and signature. Signed document and timestamp are automatically logged compliance record.

7. Notify

Compliance team receives notification that disclosure was sent and signed, with link for final review.

4 reasons to map this process

1

It's completely free

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2

You get a complete build plan

A visual process map, automation spec, delivery timelines, and everything needed to build it, customized to your workflow and tools.

3

You see your real numbers

Custom pricing, ROI projection, and payback timeline based on your actual process, not industry averages.

4

There's no obligation to build

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Frequently asked questions

Everything you need to know before mapping this process.

This template is a starting point based on how other businesses handle this type of work. When you map your process, you describe exactly how your team does it and the automation is built around your workflow, not a generic template.

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Estimated Time Saving
183hrs/month
Process pain:8.2/10
Mapped by:8 Companies

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